Mandy assists with the compliance review for ICA Group. Mandy has close to 12 years of experience in the financial services industry. She previously held roles as a licensed admin for several offices before joining the compliance world. Mandy enjoys getting to know the financial professionals and their staff and helping them with their compliance questions.
Mandy earned her Bachelor of Arts degree from Hanover College. While there she majored in International Studies and spent a semester studying abroad in Belgium. She holds the 7, 24, 63, and 6* securities registrations.
Mandy is originally from Indiana, but now lives on the central Gulf coast of Florida with her husband, Tim. They enjoy spending their free time going to the beach, playing cards, eating good BBQ, and riding roller coasters.
*Registrations are held through LPL Financial